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[The following article is remarkably candid about no-fault's flaws. When
you realize that this article was written by the then-chairman of the
ABA's Family Law Section, there is a cognitive disconnect because, every
day, members of the bar represent clients under the no-fault regime.]
FAULT
ENFORCES ACCOUNTABILITY
- by Harvey L. Golden & J. Michael Taylor
From: 10 Family Advocate, 1987, pages
11-13, 43.
(a publication of the American Bar Association Section of Family Law)
Time was when the dispute was not over property division and alimony,
but whether to allow a divorce at all. Long before the development of
pure no-fault divorce, marriage was considered by society to be a status,
an institution with fixed rights and duties rightfully protected by the
state and having at its core the concept of marriage as a sacrament. Marriage
was considered a stabilizing social, economic, religious, and moral force
for good.
To break the contract with God and spouse, a
very good civil reason was needed, such as an intolerable, unavoidable
circumstance. It had to be intolerable because marriage, as the keystone
of civilization, was not to be easily dissolved. It had to be unavoidable
because the state would not excuse an individual from a terrible situation
if it were the product of one's own efforts.
While the other spouse often caused the intolerable circumstances (by
adultery or habitual drunkenness), it was also possible for him or her
not to be at fault. Either impotence, insanity, or long absence with presumption
of death (popular in seafaring jurisdictions) were accepted reasons for
divorce in some states, while others recognized joining the Shaker religion,
vagrancy, and insanity as sufficient grounds.
In reality, the term "fault" is a misnomer because divorces
were not awarded on the basis of blame to punish a guilty spouse. Rather,
the courts attempted to protect an innocent spouse by recognizing that
a life sentence to an intolerable circumstance was worse than allowing
divorce. A divorce was simply a sanctioned excuse from one's marriage
vows.
Although the high threshold such an attitude imposed is extreme by today's
standards, by making divorces difficult to obtain, states reinforced the
virtues of self-sacrifice and tolerance while keeping families together.
This also allowed children to grow up in a two-parent, complete environment.
The intent was to encourage married persons to make the best of their
situations and find solutions to their problems, within the framework
of marriage. However, somewhere along the line, the states' protection
of marriage has been shunted aside to accommodate just the opposite attitude.
Nowadays in some states, a couple can have a marital dispute and be divorced
without much of a second thought.
Some civilized people believe divorce should not be quite so easy and
that an expeditious accommodation to "lightweight" reasons actually
encourages the breakdown of American family life. C.f. Friedman, "Rights
of Passage: Divorce Law in Historical Perspective," 63 Or. L. Rev.
649 (1984).
Critics of the "fault" approach argue that without easy access
to divorce, the normal reaction to a miserable situation is not to do
the best you can to deal with it, but instead to remain miserable and
make those around you, including your children, miserable, too. This is
undoubtedly true in some circumstances. Therefore, adding no-fault
to the traditional grounds for divorce is important as a safety valve
because it allows an escape hatch from marriages that were clearly a mutual
mistake or have become so.
NOT A SUBSTITUTION
These same critics, however, mistakenly believe that the adoption of no-fault
grounds by every state in the union heralds a beneficial end to the fault
system. This is simply not true because most states have incorporated
no-fault grounds into their traditional framework, not substituted
one system for another. At least 38 out of 53 U.S. jurisdictions consider
fault in awarding divorce, property division, or alimony. Freed and Walker,
"Family Law in the Fifty States: An Overview," 20 Family
Law Quarterly 461-62, 483-84, 494-95.)
Even among jurisdictions that have adopted "pure" no-fault,
some have retained consideration of fault in property division and alimony.
(Of 17 state courts that considered whether fault should be a factor in
property division and alimony, 11 held it permissible and only six rejected
it outright. See, "Fault as a Consideration in Alimony, Spousal Support,
or Property Division Awards Pursuant to No-Fault Divorce," 86 A.L.R.3d
1116.)
Very few states totally ignore fault. That is because we are brought up
to believe that people should be held accountable for their actions, and
that courts should establish such accountability and consider it.
FAULT-BASED DIVORCE TODAY
Some mental health practitioners and others who have no faith in, or full
understanding of, the traditional adversarial court system consider fault-based
divorce obsolete. This is not true. Fault still plays a seminal role in
the issues of alimony, custody, and property division when there is a
need to protect an innocent spouse from being savaged. The question remains:
Why should a faithful, decent spouse suffer a serious diminution in lifestyle
just because the other spouse decided to trash the marriage vows?
It is almost impossible for individuals in a family to disentangle their
lives, even in short-term marriages, without at least one of them suffering
some hardship. Decisions that are based on continued mutual support during
the marriage - concerning cohabitation, subordination of career, educational
or personal goals, and financial commitments, to say nothing of child
rearing - are necessarily compromised when a marital relationship is dismembered
primarily by the unilateral, bad-faith conduct of one party. At the very
least, it should be the courts' duty to review such hardship and alleviate
its harsher effects on equitable terms.
In this context, if a party's substantial misconduct caused the dissolution
of the marriage, then that party should be less accommodated when the
consequences of divorce are assigned. There are two rationales for this
position. First is the equitable argument that one should not be allowed
to profit from wrongdoings by putting the burden on a truly or largely
innocent party. When one spouse spends all of his or her time and effort
weaving together the fabric of a marriage while the other spouse spends
his or her time unraveling it, why reward the profligate one? Why should
we mandate our courts to ignore equity, justice, and fairness in appropriate
cases of significant fault?
Second, substantial fault preserves the concept of individual accountability,
which is missing from pure no-fault theories. One way to discourage adultery,
physical cruelty, or other genuine misconduct is to place the burden of
dissolution squarely on the shoulders of the responsible party. Pure no-fault
removes this disincentive and, indeed, promotes easy access to divorce
without regard to accountability.
Putting Fault Back In. Fault should be retained not only as a ground,
but also as one of the panoply of factors to be used in determining property
division and alimony. Contrary to the fears of pure no-fault advocates
who believe that adding such factors will destroy delicate statutory schemes,
fault can easily be reintroduced as a factor to be considered in making
alimony awards and property divisions in pure no-fault schemes.
Some states' fault-neutral statutes have a "catch-all" consideration
to provide for unusual situations. In one case where a husband brutally
attacked his wife, a New York judge determined that fault was the most
important factor to be considered, and lucidly used its "catch-all"
statute as follows:
The legislature could not possibly have anticipated all of those situations
and contingencies which invariably arise in the future and which were
not contemplated when the statute was enacted. The "catch-all"
factor affords the Court in each case the latitude required to do equity,
if you will.
To hold, as a matter of law, that fault is not a proper factor to be considered
would be to deprive the Court of one valuable facet of the special discretionary
tools with which the enactors of the equitable distribution law so carefully
and wisely equipped the Court in exercising its function under the said
law. In a proper case, as this one, the Court must consider fault as a
factor.
Farenga v. Farenga (N.Y. Co.). N.Y.L.J., Mar. 14, 1983. At 12,
col. 4. 9 F.L.R.2343.
CONSEQUENCES OF PURE NO-FAULT
California was the first state completely to abolish fault grounds for
divorce and essentially abandon the clean hands doctrine, thereby confusing
equal with equitable. In practice, the adoption of pure no-fault strips
the more blameless spouse of leverage and bargaining power, which would
otherwise exist in a fault-based system. At least in California, pure
no-fault has resulted in:
(1) Husbands more frequently initiating no-fault divorce;
(2) Alimony awards becoming less frequent;
(3) Overall child support amounts being reduced;
(4) Reduction in awards of family assets to the wife;
(5) An increase in making wives responsible for household debts.
Seal, "A Decade of No-Fault in California," Family Advocate,
Spring 1979.
Alimony. California's concept of dissolution
required putting everything on an economic footing. At least with respect
to the issue of spousal support, this meant the adoption of a "welfare
state attitude" because it provided for the award of alimony only
on the basis of demonstrated need. Weitzman and Dixon, "The Alimony
Myth: Does No-Fault Divorce Make a Difference," Family Law Quarterly
141, 148-49.
Before long, transitional or rehabilitative alimony became fashionable
because there was an expressed push to make the supported spouse "self-sufficient."
Cal. Civ. Code § 4801; Id., at 153.
Florida has also contributed to this attitude. It was presumed that the
wife would eventually be completely on her own; the only issue was how
soon. This was and remains draconian. One cannot help but envision a 60-year-old
homemaker at the end of a 35-year marriage being granted "rehabilitative"
alimony for two years so that she can attend secretarial school so as
to become self-sufficient! This is not as far-fetched an attitude as you
may think if rehabilitative alimony continues to be misapplied.
Only a few months ago, in the Chicago Tribune, writer Jim Spence
reported the findings of a University of Colorado economics professor,
H. Elizabeth Peters, which reveal that the divorce rate doesn't vary significantly
between fault and no-fault states, but that the circumstances of women
in no-fault divorces are seriously reduced.
In her detailed study, Peters reports that the chances of receiving alimony
are reduced by 25 percent in no-fault divorces and those who do receive
alimony are awarded about $1,700 per year less than women who reside in
states with more traditional divorce rules. They also get about $800 less
per year in child support.
Professor Peters concludes that in states with traditional barriers to
an easy divorce, women have more to bargain with, and receive more reasonable
and realistic treatment. (See also McLindon, page 30.)
According to an article published in the Fall 1980 issue of the Family
Law Quarterly, alimony under the California system is justified only
in three situations of compelling financial need:
- To support women with custody of children.
- To provide transitional support to help wives become self-supportive.
- To provide support to those incapable or too old to be self-supportive.
Weitzman and Dixon, "The Alimony Myth: Does No-Fault Divorce Make
a Difference." Family Law Quarterly, 141, 148-49.
The California approach does not accomplish these goals very well. See
Weitzman and Dixon, Id., at 162-65 and 183-84. Perhaps because, conceptually
at least, "no-fault" has come to mean "no responsibility."
A major difference between the California no-fault system of promoting
economic self-sufficiency and the fault system of protecting the significantly
more innocent spouse is the difference in the manner in which they treat
the spouse's expectations during marriage. In California, for example,
it appears that the wife's investment of time, energy, and labor in her
husband's education is given less consideration than in fault states.
Should expectations be protected? Some people work toward a particular
future goal, be it a comfortable existence, children, security, personal
achievement, companionship or whatever. If the state is unwilling to protect
aspirations, a vital element in the quality of life may be lost.
When one spouse has subverted personal ambitions and changed directions
in life to accommodate joint marital goals, and the other spouse subsequently
makes a mockery of those sacrifices, it is unjust to prohibit a court
from considering those facts, as does, for instance, Wisconsin.
Property Division. The problems inherent in property division in
pure no-fault schemes are most apparent in Wisconsin, where marriage is
considered a partnership in which both spouses make different contributions
that are presumed to be of equal value until proven otherwise. Fineman,
"Implementing Equality: Ideology, Contradiction and Social Change,"
1983 Wis. L. Rev. 789, 792-93, 834.
One of the troubles with establishing a prima facie presumption
(of equal contribution, for instance) is that judges begin to view it
as a standard, and feel that there is less chance of reversal if
no deviation is allowed. Can we fairly consider as equal the contributions
of the indolent wife who unproductively sits around the house all day
compared to the husband who puts in 12- to 14-hour workdays? Or is a hardworking
wife equal in her contribution to a chronically unemployed, lazy husband?
In practice, this system has been found to overcompensate childless unemployed
women and undercompensate working custodial mothers. Id. At 841- 42.
Morality. The Wisconsin approach points to an issue for which the
fault system is condemned: "morality." Before the advent of
a no-fault or consensual divorce "escape hatch," parties to
a divorce would often haggle over who was going to accept blame for the
dissolution. This was to avoid bars against divorce on the grounds of
recrimination.
Also, at the time, a public assignment of fault was perceived as damaging
to reputation and having adverse effects on the children - or at least
the guilty spouse's relationship with offspring. Getting the "morality"
issue out of the divorce business was one of the goals of those promoting
pure no-fault.
In the Wisconsin approach, we see a legislature specifically adopting
a so-called "feminist" ideology, which, regardless of the merits,
presents a new form of morality and is therefore a substitution of moralities,
not the elimination of this issue. Id. at 811, 884.
Regardless of the admirable goals of such a philosophy, however, the Wisconsin
approach does not benefit the women it was designed to help.
Accountability. The total abolition of fault as a consideration
omits the very important concept of individual accountability. Faultfinders
endorse the "you break it - you pay for it" philosophy if one
spouse is considerably more at fault than the other. If both are approximately
equally or seriously at fault, the degrees of culpability should be weighed
and may cancel each other out. However, courts should be free to find
substantial fault, if it exists, and fairly determine the disposition
of assets and allocation of support. Fault should be considered along
with other typical factors of age, health, debt, education, and income,
among other things.
The fault-based system was born as a compromise between those who wanted
to prohibit divorce entirely and those who wanted to allow it upon consent.
After centuries of development, a wide variety of competing concerns have
been and continue to be effectively accommodated by the retention of fault
as it relates to fairness, either in granting divorce or alimony or property
division or any combination thereof.
Every state in this country today can say that it provides a means for
divorce when both parties agree to the split. This is beneficial.
In most jurisdictions, where no-fault has been added to the traditional
fault framework, although no spouse can indefinitely block a divorce,
a means is also provided for ensuring fairness to the significantly innocent
spouse and holding the profligate party accountable for his or her own
actions.
In those few jurisdictions where "pure" no-fault has been substituted
for the established system, judges are expressly prohibited from considering
fault even in adjudging alimony and property division. Time will tell
whether the dangers inherent in such mandated indifferences to the human
condition will cause states to revert to a more eclectic approach, restoring
individual personal responsibility to the legitimate concern of the judge.
Streamlining many of our procedures and statutes is, of course, largely
necessary and beneficial, but when so engaged it is vital to give profound
thought to what is being discarded, and to acknowledge the admonitions
of H. L. Mencken: For every complex problem, there is a solution that
is simple, neat and wrong!
This article is loosely based on a position
paper submitted by Mr. Golden to the Alimony and Child Support Symposium
of the American Bar Association Family Law Section in Austin, Texas, earlier
this year. Mr. Golden is chairman of the American Bar Association Family
Section and practices law in South Carolina. Mr. Taylor practices family
law with Mr. Golden and is a former special assistant U.S. attorney.
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